To do List for 2023!

What are the crucial issues you need to tackle NOW for a worry-free 2023! The holidays are over, and we’re all back at work; what should Compliance Departments plan for at the start of the year?


EMIR Clearing Threshold Calculations: !! 17th of June DEADLINE!!

-> Start reviewing your Threshold Calculations. See what the number looks like

-> Check calculations inputs

-> If you do not run the calculations by the deadline, you will be considered +


MiFID II Ancillary Exemption Calculations: !! 31st March !!

-> Calculations need to be run within the 1st Quarter.

-> For EU you do not need to notify the relevant NCA anymore

-> For UK you need to notify the FCA, though!


Risk Assessments :

-> Yes, it is that time of the year again to update your risk assessments.

-> Risk assessments are a core part of any good governance in a Compliance

 -> The conclusions can help underpin any work planning for the year.


 Training :

-> Start planning what training you need to do and when you will target delivering it.

-> Training can be a valuable tool to hit off some of those bigger risks on your Risk Assessment.


How Sybius Consulting can help:

At Sybius Consulting we have a combined 30+ years of first-hand experience managing legal and compliance risks. We can provide our experience in helping draft and deliver your training, configuring and running your calculations or doing a risk assessment of your trading .


Who we are:

A boutique consultancy company focused on guiding companies in the Commodity Trading and Financial Markets community to navigate the regulatory and legal landscape. We leverage our extensive experience to simplify and create robust risk frameworks that integrate effortlessly with your Company’s business needs.


For more information please contact us: INFO@SYBIUSCONSULTING.COM
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